Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jun 2, 2022
- Accession no.
- 0001062993-22-014084
- Filed
- Jun 2, 2022
- Trade date
- May 31-Jun 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $567.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2022 | Common Stock | SSaleDisposed | −120 | $261.84 | −$31,420.8 | 12,482,662 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −570 | $256.20F2 | −$146,034 | 12,482,092 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −140 | $257.63F3 | −$36,068.2 | 12,481,952 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −540 | $259.20F4 | −$139,968 | 12,481,412 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −564 | $260.47F5 | −$146,905.08 | 12,480,848 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −258 | $261.83F6 | −$67,552.14 | 12,480,590 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $256.03 to $256.945. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $257.44 to $257.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $258.90 to $259.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $260.15 to $261.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $261.34 to $262.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.