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Filikrushel Patricia's Form 4 filing

Dollar General CorpDG · filed Jun 1, 2022

Accession no.
0001062993-22-014036
Filed
Jun 1, 2022
Trade date
May 31, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.17M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Filikrushel PatriciaCIK 0001237450Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 31, 2022Common StockMOption exerciseAcquired+3,994$53.93+$215,396.4223,243Direct
May 31, 2022Common StockMOption exerciseAcquired+4,839$53.50+$258,886.528,082Direct
May 31, 2022Common StockSSaleDisposed−5,289$221.59F1−$1,171,989.5122,793Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 31, 2022Common StockMOption exerciseDisposed−3,994$0.00$00Direct
May 31, 2022Common StockMOption exerciseDisposed−4,839$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $221.46 to $221.86, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)