Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed May 24, 2022
- Accession no.
- 0001062993-22-013333
- Filed
- May 24, 2022
- Trade date
- May 20-23, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $5.06M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2022 | Common Stock | SSaleDisposed | −390 | $237.83F2 | −$92,753.7 | 12,529,394 | Direct | |
| May 20, 2022 | Common Stock | SSaleDisposed | −1,176 | $238.75F3 | −$280,770 | 12,528,218 | Direct | |
| May 20, 2022 | Common Stock | SSaleDisposed | −2,214 | $239.58F4 | −$530,430.12 | 12,526,004 | Direct | |
| May 20, 2022 | Common Stock | SSaleDisposed | −2,649 | $240.72F5 | −$637,667.28 | 12,523,355 | Direct | |
| May 20, 2022 | Common Stock | SSaleDisposed | −1,320 | $241.58F6 | −$318,885.6 | 12,522,035 | Direct | |
| May 20, 2022 | Common Stock | SSaleDisposed | −864 | $242.86F7 | −$209,831.04 | 12,521,171 | Direct | |
| May 20, 2022 | Common Stock | SSaleDisposed | −1,516 | $243.71F8 | −$369,464.36 | 12,519,655 | Direct | |
| May 23, 2022 | Common Stock | SSaleDisposed | −473 | $243.63F9 | −$115,236.99 | 12,519,182 | Direct | |
| May 23, 2022 | Common Stock | SSaleDisposed | −888 | $244.83F10 | −$217,409.04 | 12,518,294 | Direct | |
| May 23, 2022 | Common Stock | SSaleDisposed | −1,882 | $245.84F11 | −$462,670.88 | 12,516,412 | Direct | |
| May 23, 2022 | Common Stock | SSaleDisposed | −4,763 | $246.91F12 | −$1,176,032.33 | 12,511,649 | Direct | |
| May 23, 2022 | Common Stock | SSaleDisposed | −2,621 | $247.70F13 | −$649,221.7 | 12,509,028 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $237.11 to $238.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $238.18 to $239.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $239.20 to $240.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $240.22 to $241.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $241.22 to $242.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $242.32 to $243.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $243.35 to $244.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $243.26 to $244.095. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $244.27 to $245.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $245.28 to $246.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $246.28 to $247.275. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $247.28 to $248.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.