Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed May 16, 2022
- Accession no.
- 0001062993-22-012614
- Filed
- May 16, 2022
- Trade date
- May 12-13, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions. Open-market sales total $5.20M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2022 | Common Stock | SSaleDisposed | −4,788 | $233.19F2 | −$1,116,513.72 | 12,570,905 | Direct | |
| May 12, 2022 | Common Stock | SSaleDisposed | −1,665 | $234.34F3 | −$390,176.1 | 12,569,240 | Direct | |
| May 12, 2022 | Common Stock | SSaleDisposed | −692 | $235.28F4 | −$162,813.76 | 12,568,548 | Direct | |
| May 12, 2022 | Common Stock | SSaleDisposed | −200 | $236.08F5 | −$47,216 | 12,568,348 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −220 | $236.14F6 | −$51,950.8 | 12,568,128 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −240 | $237.24F7 | −$56,937.6 | 12,567,888 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −1,315 | $239.10F8 | −$314,416.5 | 12,566,573 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −10,536 | $239.93F9 | −$2,527,902.48 | 12,556,037 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −729 | $240.71F10 | −$175,477.59 | 12,555,308 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −616 | $242.24F11 | −$149,219.84 | 12,554,692 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −408 | $243.06F12 | −$99,168.48 | 12,554,284 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −142 | $244.03F13 | −$34,652.26 | 12,554,142 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −240 | $245.38F14 | −$58,891.2 | 12,553,902 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −54 | $246.54F15 | −$13,313.16 | 12,553,848 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $232.94 to $233.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $233.95 to $234.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $234.99 to $235.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $236.07 to $236.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $235.56 to $236.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $237.19 to $237.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $238.44 to $239.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $239.45 to $240.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $240.475 to $241.075. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $241.64 to $242.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $242.68 to $243.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $243.68 to $244.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
The transaction was executed in multiple trades at prices ranging from $245.03 to $245.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
The transaction was executed in multiple trades at prices ranging from $246.21 to $246.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.