Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed May 12, 2022
- Accession no.
- 0001062993-22-012193
- Filed
- May 12, 2022
- Trade date
- May 10-11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions. Open-market sales total $3.80M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2022 | Common Stock | SSaleDisposed | −1,815 | $233.60F2 | −$423,984 | 12,589,869 | Direct | |
| May 10, 2022 | Common Stock | SSaleDisposed | −1,389 | $234.87F3 | −$326,234.43 | 12,588,480 | Direct | |
| May 10, 2022 | Common Stock | SSaleDisposed | −642 | $235.84F4 | −$151,409.28 | 12,587,838 | Direct | |
| May 10, 2022 | Common Stock | SSaleDisposed | −2,308 | $237.28F5 | −$547,642.24 | 12,585,530 | Direct | |
| May 10, 2022 | Common Stock | SSaleDisposed | −5,000 | $238.19F6 | −$1,190,950 | 12,580,530 | Direct | |
| May 10, 2022 | Common Stock | SSaleDisposed | −1,231 | $239.04F7 | −$294,258.24 | 12,579,299 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,085 | $238.00F8 | −$258,230 | 12,578,214 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,140 | $239.21F9 | −$272,699.4 | 12,577,074 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,020 | $240.33F10 | −$245,136.6 | 12,576,054 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −360 | $241.45F11 | −$86,922 | 12,575,694 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1 | $242.11 | −$242.11 | 12,575,693 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $233.42 to $234.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $234.42 to $235.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $235.52 to $236.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $236.70 to $237.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $237.70 to $238.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $238.71 to $239.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $237.59 to $238.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $238.77 to $239.705. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $239.81 to $240.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $241.08 to $241.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.