Root Jonathan D's Form 4 filing
eFFECTOR Therapeutics, Inc. · filed May 11, 2022
- Accession no.
- 0001062993-22-012169
- Filed
- May 11, 2022, 8:10 PM ET
- Trade date
- May 9-11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $118.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Root Jonathan DCIK 0001225480 | 10% Owner |
| US Venture Partners X LPCIK 0001440514 | 10% Owner |
| Usvp X Affiliates LPCIK 0001453359 | 10% Owner |
| Tansey Casey MCIK 0001474322 | 10% Owner |
| Presidio Management Group X LLCCIK 0001602744 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2022 | Common Stock | SSaleDisposed | −3,876 | $2.54 | −$9,829.54 | 4,380,425 | Indirect | |
| May 9, 2022 | Common Stock | SSaleDisposed | −124 | $2.54 | −$314.59 | 140,137 | Indirect | |
| May 10, 2022 | Common Stock | SSaleDisposed | −38,743 | $2.41 | −$93,486.86 | 4,341,682 | Indirect | |
| May 10, 2022 | Common Stock | SSaleDisposed | −1,241 | $2.41 | −$2,994.53 | 138,896 | Indirect | |
| May 11, 2022 | Common Stock | SSaleDisposed | −4,845 | $2.35 | −$11,361.53 | 4,336,837 | Indirect | |
| May 11, 2022 | Common Stock | SSaleDisposed | −155 | $2.35 | −$363.63 | 138,741 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.