Stroucken Albert P L's Form 4 filing
Baxter International Inc (BAX) · filed Apr 7, 2022
- Accession no.
- 0001062993-22-009944
- Filed
- Apr 7, 2022
- Trade date
- Apr 5, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $305.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stroucken Albert P LCIK 0001205438 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2022 | Common Stock, $1 par value | MOption exerciseAcquired | +4,020 | $29.52 | +$118,670.4 | 38,147 | Direct | |
| Apr 5, 2022 | Common Stock, $1 par value | SSaleDisposed | −2,805 | $75.76 | −$212,506.8 | 35,342 | Direct | |
| Apr 5, 2022 | Common Stock, $1 par value | SSaleDisposed | −1,215 | $76.63 | −$93,105.45 | 34,127 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2022 | Common Stock, $1 par value | MOption exerciseDisposed | −4,020 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.