Stroucken Albert P L's Form 4 filing
Baxter International IncBAX · filed Apr 7, 2022
- Accession no.
- 0001062993-22-009944
- Filed
- Apr 7, 2022
- Trade date
- Apr 5, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $305.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stroucken Albert P LCIK 0001205438 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2022 | Common Stock, $1 par value | MOption exerciseAcquired | +4,020 | $29.52 | +$118,670.4 | 38,147 | Direct | |
| Apr 5, 2022 | Common Stock, $1 par value | SSaleDisposed | −2,805 | $75.76F2 | −$212,506.8 | 35,342 | Direct | |
| Apr 5, 2022 | Common Stock, $1 par value | SSaleDisposed | −1,215 | $76.63F3 | −$93,105.45 | 34,127 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2022 | Common Stock, $1 par value | MOption exerciseDisposed | −4,020 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reflects weighted average sales price. Range of prices for transactions are $75.32 through $76.30. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.
Referenced by the price of 1 transaction in Table I.
- F3
Price reflects weighted average sales price. Range of prices for transactions are $76.33 through $76.76. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.
Referenced by the price of 1 transaction in Table I.