Roche John C's Form 4 filing
Hanover Insurance Group, Inc. (THG) · filed Mar 29, 2022
- Accession no.
- 0001062993-22-008948
- Filed
- Mar 29, 2022
- Trade date
- Mar 25-29, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.09M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roche John CCIK 0001428157 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 25, 2022 | Common Stock | AGrant or awardAcquired | +107.56 | $0.00 | $0 | 74,843.09 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseAcquired | +4,533 | $40.01 | +$181,365.33 | 79,376.09 | Direct | |
| Mar 28, 2022 | Common Stock | SSaleDisposed | −4,533 | $150.09 | −$680,357.97 | 74,843.09 | Direct | |
| Mar 29, 2022 | Common Stock | MOption exerciseAcquired | +2,725 | $40.01 | +$109,027.25 | 77,568.09 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −2,725 | $150.47 | −$410,030.75 | 74,843.09 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2022 | Common Stock | MOption exerciseDisposed | −4,533 | $0.00 | $0 | 9,983 | Direct | |
| Mar 29, 2022 | Common Stock | MOption exerciseDisposed | −2,725 | $0.00 | $0 | 7,258 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.