Rudow Lee D.'s Form 4 filing
Transcat Inc (TRNS) · filed Mar 29, 2022
- Accession no.
- 0001062993-22-008860
- Filed
- Mar 29, 2022
- Trade date
- Mar 26, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $386.6K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rudow Lee D.CIK 0001535064 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 26, 2022 | Common Stock, $.50 par value | MOption exerciseAcquired | +9,362 | $0.00F1 | $0 | 135,759 | Direct | |
| Mar 26, 2022 | Common Stock, $.50 par value | FTax withholdingDisposed | −4,152 | $74.21 | −$308,119.92 | 131,607 | Direct | |
| Mar 26, 2022 | Common Stock, $.50 par value | SSaleDisposed | −5,210 | $74.21 | −$386,634.1 | 126,397 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 26, 2022 | Common Stock, $.50 par value | MOption exerciseDisposed | −9,362 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These restricted stock units, which convert into common stock on a one-for-one basis, vest on March 26, 2022, except as otherwise provided in the award notice.
Referenced by the price of 1 transaction in Table I.