Cannell Capital LLC's Form 4/A amendment
AmendedBuild-A-Bear Workshop Inc (BBW) · filed Mar 21, 2022
- Accession no.
- 0001062993-22-008222
- Filed
- Mar 21, 2022
- Trade date
- Mar 11-14, 2022
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 15, 2022
This filing lists 2 non-derivative transactions. Open-market purchases total $487.8K. It was filed 10 days after the trade.
This amendment replaces 0001062993-22-007795 (filed Mar 15, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cannell Capital LLCCIK 0001058854 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2022 | Build-A-Bear Workshop, Inc. Common Stock | PPurchaseAcquired | +30,150 | $15.97 | +$481,495.5 | 1,669,830 | Indirect | |
| Mar 14, 2022 | Build-A-Bear Workshop, Inc. Common Stock | PPurchaseAcquired | +400 | $15.73 | +$6,292 | 1,670,230 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
As of March 14, 2022, Tonga Partners, LP, Tristan Partners, LP, and Tristan Offshore Fund, Ltd., and sundry separately-managed accounts advised by Cannell Capital LLC (collectively the "Cannell Investment Vehicles") owned in the aggregate 1,670,230 shares of the common stock of Build-A-Bear Workshop, Inc.
- F2
Cannell Capital LLC acts as the general partner of and investment adviser to Tonga Partners, LP, and Tristan Partners, L.P. and as the investment adviser to the Tristan Offshore Fund, Ltd and the sundry separately-managed accounts. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Build-A-Bear Workshop, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of March 14, 2022, Mr. Cannell beneficially owns 1,670,230 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any.