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Lopez Miguel A's Form 4 filing

Ribbon Communications Inc. (RBBN) · filed Mar 16, 2022

Accession no.
0001062993-22-007809
Filed
Mar 16, 2022
Trade date
Mar 15, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $8.91K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lopez Miguel ACIK 0001600024Officer (EVP, CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2022Common StockPPurchaseAcquired+3,000$2.97+$8,91088,975Direct
Mar 15, 2022Common StockMOption exerciseAcquired+17,922––103,897Direct
Mar 15, 2022Common StockFTax withholdingDisposed−6,370$2.81−$17,899.797,527Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 15, 2022Common StockMOption exerciseDisposed−17,922$0.00$035,842Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)