Starr Shane O's Form 4 filing
Big 5 Sporting Goods Corp (BGFV) · filed Mar 11, 2022
- Accession no.
- 0001062993-22-007428
- Filed
- Mar 11, 2022
- Trade date
- Mar 9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $128.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Starr Shane OCIK 0001393554 | Officer (Senior VP, Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2022 | Common Stock, par value $.01 | MOption exerciseAcquired | +2,500 | $6.20 | +$15,500 | 16,050 | Direct | |
| Mar 9, 2022 | Common Stock, par value $.01 | MOption exerciseAcquired | +2,500 | $4.07 | +$10,175 | 18,550 | Direct | |
| Mar 9, 2022 | Common Stock, par value $.01 | MOption exerciseAcquired | +2,750 | $2.23 | +$6,132.5 | 21,300 | Direct | |
| Mar 9, 2022 | Common Stock, par value $.01 | SSaleDisposed | −7,750 | $16.53 | −$128,107.5 | 13,550 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2022 | Common Stock, par value $.01 | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 0 | Direct | |
| Mar 9, 2022 | Common Stock, par value $.01 | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 2,500 | Direct | |
| Mar 9, 2022 | Common Stock, par value $.01 | MOption exerciseDisposed | −2,750 | $0.00 | $0 | 5,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.