Fraley Jeffrey L's Form 4 filing
Big 5 Sporting Goods Corp (BGFV) · filed Mar 8, 2022
- Accession no.
- 0001062993-22-007057
- Filed
- Mar 8, 2022
- Trade date
- Mar 4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $125.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fraley Jeffrey LCIK 0001216332 | Officer (Senior VP, Human Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2022 | Common Stock, par value $.01 | MOption exerciseAcquired | +2,500 | $6.20 | +$15,500 | 14,875 | Direct | |
| Mar 4, 2022 | Common Stock, par value $.01 | MOption exerciseAcquired | +2,500 | $4.07 | +$10,175 | 17,375 | Direct | |
| Mar 4, 2022 | Common Stock, par value $.01 | MOption exerciseAcquired | +2,750 | $2.23 | +$6,132.5 | 20,125 | Direct | |
| Mar 4, 2022 | Common Stock, par value $.01 | SSaleDisposed | −7,750 | $16.17F1 | −$125,317.5 | 12,375 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2022 | Common Stock, par value $.01 | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 0 | Direct | |
| Mar 4, 2022 | Common Stock, par value $.01 | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 2,500 | Direct | |
| Mar 4, 2022 | Common Stock, par value $.01 | MOption exerciseDisposed | −2,750 | $0.00 | $0 | 5,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sale price for multiple transactions at prices ranging from $16.16 to $16.20 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.