Bamford Mark S's Form 4 filing
Textron IncTXT · filed Mar 3, 2022
- Accession no.
- 0001062993-22-006725
- Filed
- Mar 3, 2022
- Trade date
- Mar 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $278.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bamford Mark SCIK 0001599276 | Officer (VP and Corporate Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | AGrant or awardAcquired | +1,164 | $0.00 | $0 | 17,841.17 | Direct | |
| Mar 1, 2022 | Common Stock | FTax withholdingDisposed | −479 | $71.07 | −$34,042.53 | 17,362.17 | Direct | |
| Mar 1, 2022 | Common Stock | MOption exerciseAcquired | +1,150 | $39.70 | +$45,655 | 18,512.17 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −1,150 | $71.00 | −$81,650 | 17,362.17 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +1,270 | $39.70 | +$50,419 | 18,632.17 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −1,270 | $72.25 | −$91,757.5 | 17,362.17 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +1,431 | $39.70 | +$56,810.7 | 18,793.17 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −1,431 | $73.47 | −$105,135.57 | 17,362.17 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | AGrant or awardAcquired | +4,345 | $0.00F3 | $0 | 4,345 | Direct | |
| Mar 1, 2022 | Common Stock | MOption exerciseDisposed | −1,150 | $0.00F5 | $0 | 2,701 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −1,270 | $0.00F5 | $0 | 1,431 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −1,431 | $0.00F5 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Issued pursuant to the Textron Inc. 2015 Long-Term Incentive Plan.
Referenced by the price of 1 transaction in Table II.
- F5
The option vested in three (3) equal annual installments, beginning on 03/01/2015.
Referenced by the price of 3 transactions in Table II.