Hotard Justin's Form 4 filing
Hewlett Packard Enterprise Co (HPE) · filed Mar 3, 2022
- Accession no.
- 0001062993-22-006720
- Filed
- Mar 3, 2022
- Trade date
- Jan 7-Mar 2, 2022
- Filing delay
- 55 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $108.0K. It was filed 55 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hotard JustinCIK 0001848136 | Officer (EVP, GM, HPC and AI) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +20,147 | $16.99 | +$342,297.53 | 20,147 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −6,359 | $16.99 | −$108,039.41 | 13,788 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Stock | AGrant or awardAcquired | +125.31 | –F2 | – | 19,424.31 | Direct | |
| Jan 7, 2022 | Common Stock | AGrant or awardAcquired | +250.47 | –F3 | – | 37,218.47 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −20,147 | –F4 | – | 40,293 | Direct | |
| Jan 7, 2022 | Common Stock | AGrant or awardAcquired | +683.22 | –F5 | – | 98,212.22 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
As previously reported, on 12/10/19, the reporting person was granted 53,662 Restricted Stock Units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 125.3100 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
Referenced by the price of 1 transaction in Table II.
- F3
As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 250.4658 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
Referenced by the price of 1 transaction in Table II.
- F4
As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 410.6550 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and a de minimus adjustment of 0.5538 due to fractional rounding of the dividend equivalent rights at $16.99 per RSU credited to the reporting person's account on 03/02/22.
Referenced by the price of 1 transaction in Table II.
- F5
As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
Referenced by the price of 1 transaction in Table II.