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Stevens Brian's Form 4 filing

Baxter International IncBAX · filed Mar 1, 2022

Accession no.
0001062993-22-006087
Filed
Mar 1, 2022
Trade date
Feb 28, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $213.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stevens BrianCIK 0001557559Officer (SVP, CAO and Controller)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 28, 2022Common Stock, $1 par valueSSaleDisposed−2,325$85.46F2−$198,694.514,186Direct
Feb 28, 2022Common Stock, $1 par valueSSaleDisposed−175$86.07F3−$15,062.2514,011Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Price reflects weighted average sales price. Range of prices for transactions are $85.00 through $85.95. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

Referenced by the price of 1 transaction in Table I.

F3

Price reflects weighted average sales price. Range of prices for transactions are $85.06 through $85.07. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)