Dullum David A R's Form 4 filing
Gladstone Investment Corporationde (GAIN) · filed Feb 24, 2022
- Accession no.
- 0001062993-22-005573
- Filed
- Feb 24, 2022
- Trade date
- Feb 24, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $80.1K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dullum David A RCIK 0001238279 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2022 | Common Stock | PPurchaseAcquired | +3,000 | $14.46 | +$43,380 | 132,416 | Direct | |
| Feb 24, 2022 | Common Stock | PPurchaseAcquired | +2,500 | $14.69 | +$36,725 | 134,916 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.