Blanchet Suzanne's Form 4/A amendment
AmendedResolute Forest Products Inc. (RFP) · filed Feb 22, 2022
- Accession no.
- 0001062993-22-005157
- Filed
- Feb 22, 2022
- Trade date
- Feb 16, 2022
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 17, 2022
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $157.3K. It was filed 6 days after the trade.
This amendment restates part of 0001062993-22-004780 (filed Feb 17, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blanchet SuzanneCIK 0001766608 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2022 | Common Stock | PPurchaseAcquired | +13,300 | $11.83F1 | +$157,339 | 13,300 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001062993-22-004780 (filed Feb 17, 2022).
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | AGrant or awardAcquired | +10,626 | –F2 | – | 55,304 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
Resolute Forest Products Inc. (the "Company") awarded to the reporting person 10,626 deferred stock units, each a "DSU". Each DSU represents the right to receive the economic equivalent of one share of Company common stock in cash upon settlement. Twenty five percent of the awarded DSUs will vest on the last day of each calendar quarter in the current fiscal year. The vested DSU awards will settle in cash after the earliest of (i) death, (ii) disability or (iii) December 15 of the year following the year of the reporting person's termination of service (subject to earlier settlement in certain circumstances).
Referenced by the price of 1 transaction in Table II.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is to correct the previous Form 4 that reported the weighted average price in Canadian Dollars. The weighted average price per share in US Dollars reported in this amendment was converted based upon the exchange rate of 0.7881 Canadian Dollars to 1 US Dollar in effect on the date of the transaction.
Referenced by the price of 1 transaction in Table I.