Prime Movers Lab Fund I LP's Form 4/A amendment
AmendedMomentus Inc. (MNTS) · filed Feb 18, 2022
- Accession no.
- 0001062993-22-004999
- Filed
- Feb 18, 2022, 5:32 PM ET
- Trade date
- Feb 14-16, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 16, 2022
This filing lists 15 non-derivative transactions. Open-market sales total $4.05M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prime Movers Lab Fund I LPCIK 0001751631 | 10% Owner |
| Momentus PML SPV 1 LPCIK 0001780632 | 10% Owner |
| Momentus PML SPV 2 LPCIK 0001819327 | 10% Owner |
| Prime Movers Growth Fund I LPCIK 0001838981 | 10% Owner |
| Momentus PML SPV 3 LPCIK 0001853076 | 10% Owner |
| Sloss DakinCIK 0001875411 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Class A Common Stock | SSaleDisposed | −218,575 | $3.37F7 | −$735,745.31 | 15,859,885 | Direct | Duplicate filing |
| Feb 14, 2022 | Class A Common Stock | SSaleDisposed | −86,639 | $3.37F7 | −$291,635.54 | 6,286,561 | Indirect | Duplicate filing |
| Feb 14, 2022 | Class A Common Stock | SSaleDisposed | −13,847 | $3.37F7 | −$46,610.39 | 1,004,747 | Indirect | Duplicate filing |
| Feb 14, 2022 | Class A Common Stock | SSaleDisposed | −34,345 | $3.37F7 | −$115,608.7 | 2,492,049 | Indirect | Duplicate filing |
| Feb 14, 2022 | Class A Common Stock | SSaleDisposed | −13,594 | $3.37F7 | −$45,758.76 | 986,406 | Indirect | Duplicate filing |
| Feb 15, 2022 | Class A Common Stock | SSaleDisposed | −208,450 | $3.01F8 | −$627,288.59 | 15,651,435 | Direct | Duplicate filing |
| Feb 15, 2022 | Class A Common Stock | SSaleDisposed | −82,626 | $3.01F8 | −$248,646.42 | 6,203,935 | Indirect | Duplicate filing |
| Feb 15, 2022 | Class A Common Stock | SSaleDisposed | −13,206 | $3.01F8 | −$39,740.82 | 991,541 | Indirect | Duplicate filing |
| Feb 15, 2022 | Class A Common Stock | SSaleDisposed | −32,754 | $3.01F8 | −$98,566.61 | 2,459,295 | Indirect | Duplicate filing |
| Feb 15, 2022 | Class A Common Stock | SSaleDisposed | −12,964 | $3.01F8 | −$39,012.57 | 973,442 | Indirect | Duplicate filing |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −388,909 | $2.69F9 | −$1,046,631.9 | 15,262,526 | Direct | Duplicate filing |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −154,156 | $2.69F9 | −$414,864.63 | 6,049,779 | Indirect | Duplicate filing |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −24,638 | $2.69F9 | −$66,305.79 | 966,903 | Indirect | Duplicate filing |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −61,109 | $2.69F9 | −$164,456.54 | 2,398,186 | Indirect | Duplicate filing |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −24,188 | $2.69F9 | −$65,094.75 | 949,254 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Held by Prime Movers Lab Fund I LP ("PML"). Prime Movers Lab GP I LLC ("PML GP") is the general partner of PML.
- F2
Held by Momentus PML SPV 1 LP ("PML SPV 1"). PML GP is the general partner of PML SPV 1.
- F3
Held by Momentus PML SPV 2 LP ("PML SPV 2"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of PML SPV 2.
- F4
Held by Momentus PML SPV 3 LP ("PML SPV 3"). PML GP II is the general partner of PML SPV 3.
- F5
Held by Prime Movers Growth Fund I LP ("PM Growth"). Prime Movers Growth GP I LLC ("PM Growth GP") is the general partner of PM Growth.
- F6
Dakin Sloss is the manager of PML GP, PML GP II and PM Growth GP, and may be deemed to beneficially own the securities held by PML, PML SPV 1, PML SPV 2, PML SPV 3 and PM Growth. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.
- F7
The price of $3.3661 per share represents a weighted average of purchase prices ranging from $3.00 to $3.61 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 5 transactions in Table I.
- F8
The price of $3.0093 per share represents a weighted average of purchase prices ranging from $2.96 to $3.12 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 5 transactions in Table I.
- F9
The price of $2.6912 per share represents a weighted average of purchase prices ranging from $2.585 to $2.845 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 5 transactions in Table I.
- F10
Amount includes 172,863 shares inadvertently omitted from the prior Form 4 due to a clerical error.
- F11
This amendment is being filed to correct a technical error that caused the omission of Momentus PML SPV 1 LP, Momentus PML SPV 2 LP, and Momentus PML SPV 3 LP as reporting persons.