Mason Jeanne K's Form 4 filing
Baxter International IncBAX · filed Feb 16, 2022
- Accession no.
- 0001062993-22-004583
- Filed
- Feb 16, 2022
- Trade date
- Feb 14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.60M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mason Jeanne KCIK 0001362109 | Officer (SVP, Human Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock, $1 par value | MOption exerciseAcquired | +54,143 | $30.95 | +$1,675,725.85 | 175,242 | Direct | |
| Feb 14, 2022 | Common Stock, $1 par value | SSaleDisposed | −35,841 | $84.75F2 | −$3,037,524.75 | 139,401 | Direct | |
| Feb 14, 2022 | Common Stock, $1 par value | SSaleDisposed | −18,302 | $85.54F3 | −$1,565,553.08 | 121,099 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock, $1 par value | MOption exerciseDisposed | −18,047 | $0.00 | $0 | 36,096 | Direct | |
| Feb 14, 2022 | Common Stock, $1 par value | MOption exerciseDisposed | −18,048 | $0.00 | $0 | 18,048 | Direct | |
| Feb 14, 2022 | Common Stock, $1 par value | MOption exerciseDisposed | −18,048 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reflects weighted average sales price. Range of prices for transactions are $84.37 through $85.26. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.
Referenced by the price of 1 transaction in Table I.
- F3
Price reflects weighted average sales price. Range of prices for transactions are $85.44 through $85.62. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.
Referenced by the price of 1 transaction in Table I.