Kain Gary D's Form 4 filing
AGNC Investment Corp. (AGNC) · filed Feb 15, 2022
- Accession no.
- 0001062993-22-004481
- Filed
- Feb 15, 2022
- Trade date
- Feb 11-15, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $8.46M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kain Gary DCIK 0001434805 | Director, Officer (Director, Executive Chair) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Common Stock | SSaleDisposed | −400,000 | $14.10 | −$5,640,000 | 2,066,178.1 | Direct | |
| Feb 15, 2022 | Common Stock | FTax withholdingDisposed | −232,034 | $13.85 | −$3,213,670.9 | 1,834,144.1 | Direct | |
| Feb 11, 2022 | Common Stock | SSaleDisposed | −200,000 | $14.10 | −$2,820,000 | 667,920 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.