Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Feb 11, 2022
- Accession no.
- 0001062993-22-003746
- Filed
- Feb 11, 2022
- Trade date
- Feb 9-10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $6.92M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Stock | SSaleDisposed | −150 | $289.87 | −$43,480.5 | 12,969,050 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −955 | $293.14F2 | −$279,948.7 | 12,968,095 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −1,347 | $294.36F3 | −$396,502.92 | 12,966,748 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −4,874 | $295.41F4 | −$1,439,828.34 | 12,961,874 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −3,256 | $296.24F5 | −$964,557.44 | 12,958,618 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −300 | $296.90F6 | −$89,070 | 12,958,318 | Direct | |
| Feb 10, 2022 | Common Stock | SSaleDisposed | −6,350 | $295.48F7 | −$1,876,298 | 12,951,968 | Direct | |
| Feb 10, 2022 | Common Stock | SSaleDisposed | −5,308 | $296.59F8 | −$1,574,299.72 | 12,946,660 | Direct | |
| Feb 10, 2022 | Common Stock | SSaleDisposed | −850 | $297.43F9 | −$252,815.5 | 12,945,810 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $292.71 to $293.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $293.79 to $294.77 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $294.80 to $295.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $295.80 to $296.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $296.85 to $296.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $295.14 to $296.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $296.15 to $297.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $297.15 to $297.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.