Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Feb 7, 2022
- Accession no.
- 0001062993-22-002852
- Filed
- Feb 7, 2022
- Trade date
- Feb 3-4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $3.96M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2022 | Common Stock | SSaleDisposed | −950 | $294.24F2 | −$279,528 | 12,994,208 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −1,187 | $290.52F3 | −$344,847.24 | 12,993,021 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −1,913 | $291.66F4 | −$557,945.58 | 12,991,108 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −1,386 | $292.71F5 | −$405,696.06 | 12,989,722 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −760 | $294.10F6 | −$223,516 | 12,988,962 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −4,130 | $294.98F7 | −$1,218,267.4 | 12,984,832 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −2,024 | $295.86F8 | −$598,820.64 | 12,982,808 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −950 | $297.07F9 | −$282,216.5 | 12,981,858 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −154 | $297.60F10 | −$45,830.4 | 12,981,704 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $294.07 to $294.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $290.09 to $290.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $291.15 to $292.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $292.31 to $293.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $293.46 to $294.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $294.46 to $295.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $295.46 to $296.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $296.47 to $297.425. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $297.98 to $297.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.