Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Feb 3, 2022
- Accession no.
- 0001062993-22-002409
- Filed
- Feb 3, 2022
- Trade date
- Feb 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions. Open-market sales total $8.17M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | SSaleDisposed | −4,632 | $286.82F2 | −$1,328,550.24 | 13,018,568 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −6,420 | $287.94F3 | −$1,848,574.8 | 13,012,148 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −1,577 | $288.58F4 | −$455,090.66 | 13,010,571 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −50 | $288.38 | −$14,419 | 13,010,521 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −642 | $289.63F5 | −$185,942.46 | 13,009,879 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −908 | $290.97F6 | −$264,200.76 | 13,008,971 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −897 | $292.10F7 | −$262,013.7 | 13,008,074 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −1,553 | $293.53F8 | −$455,852.09 | 13,006,521 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −6,501 | $294.53F9 | −$1,914,739.53 | 13,000,020 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −4,462 | $295.35F10 | −$1,317,851.7 | 12,995,558 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −400 | $296.35F11 | −$118,540 | 12,995,158 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $286.41 to $287.405. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $287.43 to $288.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $288.44 to $288.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $289.51 to $290.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $290.55 to $291.515. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $291.83 to $292.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $293.00 to $293.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $294.02 to $295.005. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $295.03 to $295.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $296.14 to $296.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.