Butler Calvin Jr's Form 4 filing
Exelon Corp (EXC) · filed Feb 1, 2022
- Accession no.
- 0001062993-22-001968
- Filed
- Feb 1, 2022
- Trade date
- Jan 28-31, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.54M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Butler Calvin JrCIK 0001601193 | Officer (Sr EVP & Chf Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Common Stock | MOption exerciseAcquired | +8,251 | –F1 | – | 80,135 | Direct | |
| Jan 28, 2022 | Common Stock | FTax withholdingDisposed | −3,265 | $57.33 | −$187,182.45 | 76,870 | Direct | |
| Jan 28, 2022 | Common Stock | DReturned to the companyDisposed | −4,986 | $57.33 | −$285,847.38 | 71,884 | Direct | |
| Jan 31, 2022 | Common Stock | SSaleDisposed | −15,258 | $57.46F4 | −$876,724.68 | 56,626 | Direct | |
| Jan 31, 2022 | Common Stock | SSaleDisposed | −11,450 | $57.82F5 | −$662,039 | 45,176 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Common shares acquired through conversion of previously granted and vested performance share award under the Exelon Long Term Incentive Plan.
Referenced by the price of 1 transaction in Table I.
- F2
Performance share award granted pursuant to the Exelon Long Term Incentive Plan for the three-year performance period referenced in Column 1 based on the Compensation Committee's determination of performance achieved for the period. Each performance share represents the right to receive one share and/or cash pursuant to the Plan's terms with respect to individual stock ownership levels. Performance share awards vest immediately upon their grant date.
Referenced by the price of 2 transactions in Table II.
- F4
Shares sold in individual share lots at prices ranging from $56.72 to $57.71 inclusive. Mr. Butler undertakes to provide to Exelon Corporation, any security holder of Exelon Corporation or the staff of the U.S. Securities and Exchange Commission full details of the number of shares sold at each individual price within the range provided above.
Referenced by the price of 1 transaction in Table I.
- F5
Shares sold in individual share lots at prices ranging from $57.72 to $57.99 inclusive. Mr. Butler undertakes to provide to Exelon Corporation, any security holder of Exelon Corporation or the staff of the U.S. Securities and Exchange Commission full details of the number of shares sold at each individual price within the range provided above.
Referenced by the price of 1 transaction in Table I.