SOL Global Investments Corp.'s Form 4 filing
Simply, Inc. (SIMP) · filed Jan 31, 2022
- Accession no.
- 0001062993-22-001827
- Filed
- Jan 31, 2022, 11:22 AM ET
- Trade date
- Nov 2, 2021
- Filing delay
- 90 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. It was filed 90 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| SOL Global Investments Corp.CIK 0001710138 | 10% Owner |
| SOL Verano Blocker 1 LLCCIK 0001860123 | 10% Owner |
| House of Lithium LLCCIK 0001906673 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | SSaleDisposed | −224,194 | $731,096.00 | −$163,907,336,624 | 0 | Direct | Price outlier |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −1,877,412 | $5,915,322.00 | −$11,105,496,506,664 | 0 | Indirect | Price outlier |
| Nov 2, 2021 | Common Stock | PPurchaseAcquired | +2,101,606 | $6,646,418.00 | +$13,968,151,947,308 | 1,263,632 | Indirect | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.