Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jan 24, 2022
- Accession no.
- 0001062993-22-001468
- Filed
- Jan 24, 2022
- Trade date
- Jan 20-21, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $1.05M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2022 | Common Stock | SSaleDisposed | −352 | $289.30F2 | −$101,833.6 | 13,027,570 | Direct | |
| Jan 20, 2022 | Common Stock | SSaleDisposed | −598 | $290.57F3 | −$173,760.86 | 13,026,972 | Direct | |
| Jan 20, 2022 | Common Stock | SSaleDisposed | −1,041 | $291.82F4 | −$303,784.62 | 13,025,931 | Direct | |
| Jan 20, 2022 | Common Stock | SSaleDisposed | −711 | $292.64F5 | −$208,067.04 | 13,025,220 | Direct | |
| Jan 20, 2022 | Common Stock | SSaleDisposed | −625 | $293.91F6 | −$183,693.75 | 13,024,595 | Direct | |
| Jan 20, 2022 | Common Stock | SSaleDisposed | −130 | $294.66F7 | −$38,305.8 | 13,024,465 | Direct | |
| Jan 21, 2022 | Common Stock | SSaleDisposed | −33 | $284.35F8 | −$9,383.55 | 13,024,432 | Direct | |
| Jan 21, 2022 | Common Stock | SSaleDisposed | −116 | $285.28 | −$33,092.48 | 13,024,316 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $289.13 to $289.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $290.13 to $290.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $291.215 to $292.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $292.4175 to $293.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $293.56 to $294.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $294.63 to $294.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $284.22 to $284.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.