Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jan 20, 2022
- Accession no.
- 0001062993-22-001288
- Filed
- Jan 20, 2022
- Trade date
- Jan 18-19, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.04M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2022 | Common Stock | SSaleDisposed | −100 | $295.19 | −$29,519 | 13,034,732 | Direct | |
| Jan 19, 2022 | Common Stock | SSaleDisposed | −1,775 | $294.53F2 | −$522,790.75 | 13,032,957 | Direct | |
| Jan 19, 2022 | Common Stock | SSaleDisposed | −3,599 | $295.39F3 | −$1,063,108.61 | 13,029,358 | Direct | |
| Jan 19, 2022 | Common Stock | SSaleDisposed | −1,028 | $296.44F4 | −$304,740.32 | 13,028,330 | Direct | |
| Jan 19, 2022 | Common Stock | SSaleDisposed | −390 | $297.24F5 | −$115,923.6 | 13,027,940 | Direct | |
| Jan 19, 2022 | Common Stock | SSaleDisposed | −18 | $298.24 | −$5,368.32 | 13,027,922 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $293.96 to $294.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $294.99 to $295.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $296.01 to $296.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $297.01 to $297.735. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.