Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jan 13, 2022
- Accession no.
- 0001062993-22-001007
- Filed
- Jan 13, 2022
- Trade date
- Jan 11-12, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions. Open-market sales total $14.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2022 | Common Stock | SSaleDisposed | −1,399 | $302.67F2 | −$423,435.33 | 13,082,663 | Direct | |
| Jan 11, 2022 | Common Stock | SSaleDisposed | −3,756 | $303.85F3 | −$1,141,260.6 | 13,078,907 | Direct | |
| Jan 11, 2022 | Common Stock | SSaleDisposed | −6,077 | $304.78F4 | −$1,852,148.06 | 13,072,830 | Direct | |
| Jan 11, 2022 | Common Stock | SSaleDisposed | −5,145 | $305.66F5 | −$1,572,620.7 | 13,067,685 | Direct | |
| Jan 11, 2022 | Common Stock | SSaleDisposed | −1,653 | $306.56F6 | −$506,743.68 | 13,066,032 | Direct | |
| Jan 12, 2022 | Common Stock | SSaleDisposed | −2,807 | $305.47F7 | −$857,454.29 | 13,063,225 | Direct | |
| Jan 12, 2022 | Common Stock | SSaleDisposed | −4,799 | $307.04F8 | −$1,473,484.96 | 13,058,426 | Direct | |
| Jan 12, 2022 | Common Stock | SSaleDisposed | −3,751 | $307.68F9 | −$1,154,107.68 | 13,054,675 | Direct | |
| Jan 12, 2022 | Common Stock | SSaleDisposed | −8,325 | $308.72F10 | −$2,570,094 | 13,046,350 | Direct | |
| Jan 12, 2022 | Common Stock | SSaleDisposed | −2,312 | $309.73F11 | −$716,095.76 | 13,044,038 | Direct | |
| Jan 12, 2022 | Common Stock | SSaleDisposed | −2,506 | $310.94F12 | −$779,215.64 | 13,041,532 | Direct | |
| Jan 12, 2022 | Common Stock | SSaleDisposed | −3,049 | $312.35F13 | −$952,355.15 | 13,038,483 | Direct | |
| Jan 12, 2022 | Common Stock | SSaleDisposed | −551 | $313.26F14 | −$172,606.26 | 13,037,932 | Direct | |
| Jan 12, 2022 | Common Stock | SSaleDisposed | −300 | $314.27F15 | −$94,281 | 13,037,632 | Direct | |
| Jan 12, 2022 | Common Stock | SSaleDisposed | −600 | $315.50F16 | −$189,300 | 13,037,032 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $302.28 to $303.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $303.28 to $304.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $304.28 to $305.255. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $305.28 to $306.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $306.28 to $307.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $305.23 to $305.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $306.32 to $307.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $307.33 to $308.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $308.34 to $309.335. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $309.345 to $310.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $310.69 to $311.685. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $311.78 to $312.705. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
The transaction was executed in multiple trades at prices ranging from $312.79 to $313.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
The transaction was executed in multiple trades at prices ranging from $313.86 to $314.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
The transaction was executed in multiple trades at prices ranging from $315.05 to $316.045. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.