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Tessel Marianna's Form 4 filing

Intuit Inc. (INTU) · filed Jan 4, 2022

Accession no.
0001062993-22-000390
Filed
Jan 4, 2022
Trade date
Dec 30-31, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.22M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tessel MariannaCIK 0001784171Officer (EVP, Chief Technology Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 30, 2021Common StockSSaleDisposed−4,471$645.93F1−$2,887,953.0312,972Direct
Dec 30, 2021Common StockSSaleDisposed−521$646.75F2−$336,956.7512,451Direct
Dec 31, 2021Common StockMOption exerciseAcquired+108$0.00$012,559Direct
Dec 31, 2021Common StockMOption exerciseAcquired+499$0.00$013,058Direct
Dec 31, 2021Common StockMOption exerciseAcquired+488$0.00$013,546Direct
Dec 31, 2021Common StockFTax withholdingDisposed−544$650.00−$353,60013,002Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 31, 2021Common StockMOption exerciseDisposed−108$0.00$0217Direct
Dec 31, 2021Common StockMOption exerciseDisposed−499$0.00$02,997Direct
Dec 31, 2021Common StockMOption exerciseDisposed−488$0.00$04,885Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades ranging from $645.29 to $646.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F2

This transaction was executed in multiple trades ranging from $646.55 to $646.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)