Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 28, 2021
- Accession no.
- 0001062993-21-013573
- Filed
- Dec 28, 2021
- Trade date
- Dec 23-27, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $6.23M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2021 | Common Stock | SSaleDisposed | −500 | $337.10F2 | −$168,550 | 13,145,829 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −1,310 | $338.35F3 | −$443,238.5 | 13,144,519 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −6,690 | $339.45F4 | −$2,270,920.5 | 13,137,829 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −875 | $339.99F5 | −$297,491.25 | 13,136,954 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −53 | $338.56F6 | −$17,943.68 | 13,136,901 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −90 | $340.45F7 | −$30,640.5 | 13,136,811 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −479 | $341.96F8 | −$163,798.84 | 13,136,332 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −2,215 | $342.93F9 | −$759,589.95 | 13,134,117 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −3,520 | $344.04F10 | −$1,211,020.8 | 13,130,597 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −1,329 | $345.04F11 | −$458,558.16 | 13,129,268 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −1,126 | $345.95F12 | −$389,539.7 | 13,128,142 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −47 | $346.70 | −$16,294.9 | 13,128,095 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $336.65 to $337.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $337.78 to $338.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $338.8550 to $339.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $339.93 to $340.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $338.53 to $338.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $340.00 to $340.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $341.4650 to $342.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $342.50 to $343.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $343.58 to $344.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $344.65 to $345.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $345.69 to $346.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.