Shaffer Michael A's Form 4/A amendment
AmendedPVH Corp. (PVH) · filed Dec 23, 2021
- Accession no.
- 0001062993-21-013514
- Filed
- Dec 23, 2021
- Trade date
- Sep 2, 2021
- Filing delay
- 112 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 7, 2021
This filing lists 4 non-derivative transactions. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $1.46M. It was filed 112 days after the trade.
This amendment restates part of 0001062993-21-008325 (filed Sep 7, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaffer Michael ACIK 0001320097 | Officer (EVP, COO and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Common Stock, $1par value | MOption exerciseAcquired | +3,500 | $107.47 | +$376,145 | 76,990 | Direct | |
| Sep 2, 2021 | Common Stock, $1par value | MOption exerciseAcquired | +4,925 | $47.96 | +$236,203 | 81,915 | Direct | |
| Sep 2, 2021 | Common Stock, $1par value | SSaleDisposed | −2,900 | $120.44F2 | −$349,276 | 79,015 | Direct | |
| Sep 2, 2021 | Common Stock, $1par value | SSaleDisposed | −9,170 | $121.13F3 | −$1,110,762.1 | 69,845 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001062993-21-008325 (filed Sep 7, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Common Stock, $1par value | ILess common codeDisposed | −6,735.6 | $119.53 | −$805,106.27 | 0 | Indirect |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Common Stock, $1par value | MOption exerciseDisposed | −3,500 | $0.00 | $0 | 0 | Direct | |
| Sep 2, 2021 | Common Stock, $1par value | MOption exerciseDisposed | −4,925 | $0.00 | $0 | 14,775 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes 69,845 shares of Common Stock subject to awards of restricted stock units. This amendment is being filed to correct the total number of shares of Common Stock (and the number of shares of Common Stock subject to awards of restricted stock units) reported as beneficially owned following the reported transaction in the Form 4 filed on September 7, 2021.
- F2
The price reported inColumn4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.95 inclusive. The reporting person undertakes to provide to the Issuer any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported inColumn4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.50 inclusive. The reporting person undertakes to provide to the Issuer any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
The Reporting Person is no longer an officer of the Issuer.