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Edenbrook Capital, LLC's Form 4 filing

PHX Minerals Inc. (PHX) · filed Dec 21, 2021

Accession no.
0001062993-21-013331
Filed
Dec 21, 2021, 4:48 PM ET
Trade date
Dec 17-21, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $79.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Edenbrook Capital, LLCCIK 000166668210% Owner
Brolin JonathanCIK 000171212710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 17, 2021Class A Common StockPPurchaseAcquired+22,939$2.20+$50,413.045,080,831Indirect
Dec 20, 2021Class A Common StockPPurchaseAcquired+8,840$2.12+$18,744.345,089,671Indirect
Dec 21, 2021Class A Common StockPPurchaseAcquired+4,900$2.10+$10,2905,094,571Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)