Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 17, 2021
- Accession no.
- 0001062993-21-013169
- Filed
- Dec 17, 2021
- Trade date
- Dec 15-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions. Open-market sales total $10.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | SSaleDisposed | −200 | $323.09F2 | −$64,618 | 13,210,315 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −495 | $324.61F3 | −$160,681.95 | 13,209,820 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −2,698 | $325.72F4 | −$878,792.56 | 13,207,122 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −3,278 | $326.52F5 | −$1,070,332.56 | 13,203,844 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −1,060 | $327.67F6 | −$347,330.2 | 13,202,784 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −632 | $328.88F7 | −$207,852.16 | 13,202,152 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −3,521 | $329.78F8 | −$1,161,155.38 | 13,198,631 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −759 | $330.78F9 | −$251,062.02 | 13,197,872 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −948 | $331.85F10 | −$314,593.8 | 13,196,924 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −1,132 | $331.88F11 | −$375,688.16 | 13,195,792 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −1,864 | $332.79F12 | −$620,320.56 | 13,193,928 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −5,988 | $333.80F13 | −$1,998,794.4 | 13,187,940 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −4,830 | $334.87F14 | −$1,617,422.1 | 13,183,110 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −5,059 | $335.72F15 | −$1,698,407.48 | 13,178,051 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −422 | $336.47F16 | −$141,990.34 | 13,177,629 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $323.05 to $323.12 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $324.08 to $325.03 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $325.095 to $326.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $326.10 to $327.09 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $327.145 to $328.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $328.32 to $329.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $329.36 to $330.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $330.40 to $331.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $331.59 to $332.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $331.29 to $332.285. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $332.32 to $333.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $333.34 to $334.285. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
The transaction was executed in multiple trades at prices ranging from $334.34 to $335.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
The transaction was executed in multiple trades at prices ranging from $335.35 to $336.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
The transaction was executed in multiple trades at prices ranging from $336.36 to $336.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.