Edenbrook Capital, LLC's Form 4 filing
PHX Minerals Inc. (PHX) · filed Dec 16, 2021
- Accession no.
- 0001062993-21-012998
- Filed
- Dec 16, 2021, 4:08 PM ET
- Trade date
- Dec 8-14, 2021
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $52.9K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Edenbrook Capital, LLCCIK 0001666682 | 10% Owner |
| Brolin JonathanCIK 0001712127 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2021 | Class A Common Stock | PPurchaseAcquired | +7,970 | $2.16 | +$17,190.49 | 5,041,601 | Indirect | |
| Dec 8, 2021 | Class A Common Stock | PPurchaseAcquired | +16,291 | $2.19 | +$35,757.12 | 5,057,892 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.