Garland Kim Burton's Form 4 filing
State Auto Financial CORP (STFC) · filed Dec 14, 2021
- Accession no.
- 0001062993-21-012845
- Filed
- Dec 14, 2021
- Trade date
- Dec 13, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.37M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garland Kim BurtonCIK 0001658457 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common Shares without Par Value | SSaleDisposed | −20,000 | $51.50 | −$1,030,000 | 54,124.89 | Direct | |
| Dec 13, 2021 | Common Shares without Par Value | SSaleDisposed | −27,060 | $51.54 | −$1,394,672.4 | 27,064.89 | Direct | |
| Dec 13, 2021 | Common Shares without Par Value | MOption exerciseAcquired | +9,257 | $22.60 | +$209,208.2 | 36,321.89 | Direct | |
| Dec 13, 2021 | Common Shares without Par Value | SSaleDisposed | −9,257 | $51.48 | −$476,550.36 | 27,064.89 | Direct | |
| Dec 13, 2021 | Common Shares without Par Value | MOption exerciseAcquired | +9,054 | $21.54 | +$195,023.16 | 36,118.89 | Direct | |
| Dec 13, 2021 | Common Shares without Par Value | SSaleDisposed | −9,054 | $51.48 | −$466,099.92 | 27,064.89 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common Shares | MOption exerciseDisposed | −9,257 | $0.00 | $0 | 0 | Direct | |
| Dec 13, 2021 | Common Shares | MOption exerciseDisposed | −9,054 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.