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Ketner James's Form 4 filing

Galenfeha, Inc. (NGHI) · filed Dec 13, 2021

Accession no.
0001062993-21-012794
Filed
Dec 13, 2021, 5:21 PM ET
Trade date
Jul 8-Nov 1, 2021
Filing delay
158 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $242.6K. It was filed 158 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ketner JamesCIK 0001375150Other: Previous Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 8, 2021CommonSSaleDisposed−2,045,100$0.09−$184,0590Indirect
Nov 1, 2021CommonSSaleDisposed−650,000$0.09−$58,5000Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)