Calogero Dario's Form 4/A amendment
AmendedKaleyra, Inc. (KLR) · filed Dec 10, 2021
- Accession no.
- 0001062993-21-012590
- Filed
- Dec 10, 2021, 11:09 AM ET
- Trade date
- Dec 7-8, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 9, 2021
This filing lists 2 non-derivative transactions. Open-market sales total $541.5K. It was filed 3 days after the trade.
This amendment replaces 0001062993-21-012564 (filed Dec 9, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Calogero DarioCIK 0001794965 | Director, Officer (CEO & President), 10% Owner |
| Maya Investments LtdCIK 0001795037 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | FTax withholdingDisposed | −6,583 | $10.31 | −$67,857.56 | 618,797 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −50,000 | $10.83F4 | −$541,500 | 5,386,081 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes Restricted Stock Units ("RSUs") subject to vesting pursuant to previously disclosed vesting schedules.
- F2
The Issuer may withhold shares of stock subject to the RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such RSUs issued to Mr. Calogero.
- F3
Maya Investments Ltd. ("Maya") is affiliated with Mr. Calogero and the shares received by Maya are beneficially owned by Mr. Calogero, who is the Chief Executive Officer, President, and Director of the Company.
- F4
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions ranging from $10.775 to $10.950, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.