Katz Avi S's Form 4 filing
BigBear.ai Holdings, Inc. (BBAI) · filed Dec 8, 2021
- Accession no.
- 0001062993-21-012477
- Filed
- Dec 8, 2021, 9:56 PM ET
- Trade date
- Feb 11-Dec 6, 2021
- Filing delay
- 300 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 300 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Katz Avi SCIK 0001451693 | Director, Officer (Executive Chairman), 10% Owner |
| GigAcquisitions4, LLCCIK 0001844503 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2021 | Common Stock | PPurchaseAcquired | +283,333 | –F2 | – | 283,333 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each unit consists of one share of the Company's common stock, $0.0001 par value ("Common Stock"), and one-third (1/3) of one warrant. Each whole warrant (a "Private Warrant") is exercisable for one share of Common Stock at a price of $11.50 per full share.
Referenced by the price of 2 transactions in Table I and 1 transaction in Table II.