Garratt John W's Form 4 filing
Dollar General Corp (DG) · filed Dec 7, 2021
- Accession no.
- 0001062993-21-012327
- Filed
- Dec 7, 2021
- Trade date
- Dec 3, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.57M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garratt John WCIK 0001646121 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Common Stock | MOption exerciseAcquired | +12,633 | $92.98 | +$1,174,616.34 | 37,440 | Direct | |
| Dec 3, 2021 | Common Stock | MOption exerciseAcquired | +10,835 | $117.13 | +$1,269,103.55 | 48,275 | Direct | |
| Dec 3, 2021 | Common Stock | MOption exerciseAcquired | +5,944 | $154.53 | +$918,526.32 | 54,219 | Direct | |
| Dec 3, 2021 | Common Stock | SSaleDisposed | −23,112 | $223.20 | −$5,158,598.4 | 31,107 | Direct | |
| Dec 3, 2021 | Common Stock | SSaleDisposed | −6,300 | $223.70 | −$1,409,310 | 24,807 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Common Stock | MOption exerciseDisposed | −12,633 | $0.00 | $0 | 6,877 | Direct | |
| Dec 3, 2021 | Common Stock | MOption exerciseDisposed | −10,835 | $0.00 | $0 | 10,832 | Direct | |
| Dec 3, 2021 | Common Stock | MOption exerciseDisposed | −5,944 | $0.00 | $0 | 17,829 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.