Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 3, 2021
- Accession no.
- 0001062993-21-012128
- Filed
- Dec 3, 2021
- Trade date
- Dec 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions. Open-market sales total $8.34M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | SSaleDisposed | −1,218 | $310.81F2 | −$378,566.58 | 13,331,607 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −2,301 | $311.55F3 | −$716,876.55 | 13,329,306 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −1,934 | $312.71F4 | −$604,781.14 | 13,327,372 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −1,338 | $313.77F5 | −$419,824.26 | 13,326,034 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −1,867 | $314.96F6 | −$588,030.32 | 13,324,167 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −1,986 | $315.83F7 | −$627,238.38 | 13,322,181 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −2,441 | $316.85F8 | −$773,430.85 | 13,319,740 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −1,390 | $317.86F9 | −$441,825.4 | 13,318,350 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −129 | $318.54F10 | −$41,091.66 | 13,318,221 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −131 | $310.41F11 | −$40,663.71 | 13,318,090 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −122 | $313.23F12 | −$38,214.06 | 13,317,968 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −2,086 | $313.95F13 | −$654,899.7 | 13,315,882 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −580 | $314.80F14 | −$182,584 | 13,315,302 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −941 | $316.23F15 | −$297,572.43 | 13,314,361 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −407 | $317.42F16 | −$129,189.94 | 13,313,954 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −928 | $319.28F17 | −$296,291.84 | 13,313,026 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −3,352 | $320.09F18 | −$1,072,941.68 | 13,309,674 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −2,591 | $321.14F19 | −$832,073.74 | 13,307,083 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −629 | $322.04F20 | −$202,563.16 | 13,306,454 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $310.17 to $311.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $311.22 to $312.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $312.25 to $313.225. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $313.26 to $314.24 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $314.31 to $315.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $315.335 to $316.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $316.36 to $317.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $317.37 to $318.335. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $318.51 to $318.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $310.23 to $311.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $312.43 to $313.395. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $313.44 to $314.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
The transaction was executed in multiple trades at prices ranging from $314.52 to $315.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
The transaction was executed in multiple trades at prices ranging from $315.61 to $316.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
The transaction was executed in multiple trades at prices ranging from $317.10 to $317.705. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
The transaction was executed in multiple trades at prices ranging from $318.595 to $319.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F18
The transaction was executed in multiple trades at prices ranging from $319.61 to $320.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F19
The transaction was executed in multiple trades at prices ranging from $320.675 to $321.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F20
The transaction was executed in multiple trades at prices ranging from $321.72 to $322.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.