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Kunkle Kim W's Form 4 filing

Ameriserv Financial Inc (ASRV) · filed Dec 1, 2021

Accession no.
0001062993-21-011875
Filed
Dec 1, 2021
Trade date
Nov 22-30, 2021
Filing delay
9 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 13 non-derivative transactions and 0 derivative transactions. Open-market purchases total $41.0K. It was filed 9 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kunkle Kim WCIK 0001180688Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2021Common StockAGrant or awardAcquired+452$3.81+$1,722.12108,228Direct
Nov 22, 2021Common StockAGrant or awardAcquired+140$3.81+$533.4108,368Direct
Nov 22, 2021Common StockAGrant or awardAcquired+39$3.81+$148.59108,406Direct
Nov 30, 2021Common StockPPurchaseAcquired+1,500$3.78+$5,67040,890Indirect
Nov 30, 2021Common StockPPurchaseAcquired+2,000$3.78+$7,56042,890Indirect
Nov 30, 2021Common StockPPurchaseAcquired+1,000$3.78+$3,78043,890Indirect
Nov 30, 2021Common StockPPurchaseAcquired+500$3.79+$1,89544,390Indirect
Nov 30, 2021Common StockPPurchaseAcquired+530$3.79+$2,008.744,920Indirect
Nov 30, 2021Common StockPPurchaseAcquired+1,200$3.79+$4,54846,120Indirect
Nov 30, 2021Common StockPPurchaseAcquired+770$3.79+$2,918.346,890Indirect
Nov 30, 2021Common StockPPurchaseAcquired+561$3.81+$2,137.4147,451Indirect
Nov 30, 2021Common StockPPurchaseAcquired+2,310$3.82+$8,824.249,761Indirect
Nov 30, 2021Common StockPPurchaseAcquired+439$3.83+$1,681.3750,200Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)