Dominguez Joseph's Form 4 filing
Exelon Corp (EXC) · filed Nov 26, 2021
- Accession no.
- 0001062993-21-011682
- Filed
- Nov 26, 2021
- Trade date
- Nov 24, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $870.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dominguez JosephCIK 0001495634 | Officer (CEO, Exelon Generation) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Common Stock | MOption exerciseAcquired | +16,000 | $39.81 | +$636,960 | 36,821 | Direct | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −16,000 | $54.39F2 | −$870,240 | 20,821 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Common Stock | MOption exerciseDisposed | −16,000 | –F3 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Shares sold in individual lots with prices ranging from $54.01 to $54.64 inclusive. Mr. Dominguez undertakes to provide to Exelon Corporation, any security holder of Exelon Corporation or the staff of the U.S. Securities and Exchange Commission full details of the number of shares sold at each individual price within the range provided above.
Referenced by the price of 1 transaction in Table I.
- F3
Fully vested non-qualified stock option granted pursuant to the Exelon Long-Term Incentive Plan. Option award will expire on the 10th anniversary of the grant date referenced in column 1.
Referenced by the price of 1 transaction in Table II.