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Larocco Michael's Form 4 filing

State Auto Financial CORP (STFC) · filed Nov 24, 2021

Accession no.
0001062993-21-011533
Filed
Nov 24, 2021
Trade date
Nov 23, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.17M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Larocco MichaelCIK 0001205167Director, Officer (President, CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 23, 2021Common Shares without Par ValueMOption exerciseAcquired+6,728$23.01+$154,811.28198,313.57Direct
Nov 23, 2021Common Shares without Par ValueSSaleDisposed−6,728$51.45−$346,155.6191,585.57Direct
Nov 23, 2021Common Shares without Par ValueMOption exerciseAcquired+16,058$21.54+$345,889.32207,643.57Direct
Nov 23, 2021Common Shares without Par ValueSSaleDisposed−16,058$51.45−$826,184.1191,585.57Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 23, 2021Common SharesMOption exerciseDisposed−6,728$0.00$00Direct
Nov 23, 2021Common SharesMOption exerciseDisposed−16,058$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)