Larocco Michael's Form 4 filing
State Auto Financial CORP (STFC) · filed Nov 23, 2021
- Accession no.
- 0001062993-21-011432
- Filed
- Nov 23, 2021
- Trade date
- Nov 22, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $596.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Larocco MichaelCIK 0001205167 | Director, Officer (President, CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Shares without Par Value | MOption exerciseAcquired | +11,494 | $23.01 | +$264,476.94 | 203,079.57 | Direct | |
| Nov 22, 2021 | Common Shares without Par Value | SSaleDisposed | −11,494 | $51.45 | −$591,366.3 | 191,585.57 | Direct | |
| Nov 22, 2021 | Common Shares without Par Value | MOption exerciseAcquired | +100 | $21.54 | +$2,154 | 191,685.57 | Direct | |
| Nov 22, 2021 | Common Shares without Par Value | SSaleDisposed | −100 | $51.45 | −$5,145 | 191,585.57 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Field should be left blank, but due to a software defect, requires imput.
Referenced by the price of 2 transactions in Table II.