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Root Jonathan D's Form 4 filing

eFFECTOR Therapeutics, Inc. (EFTR) · filed Nov 22, 2021

Accession no.
0001062993-21-011395
Filed
Nov 22, 2021
Trade date
Nov 18-22, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $407.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Root Jonathan DCIK 0001225480Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 18, 2021Common StockSSaleDisposed−16,226$8.53−$138,407.784,549,398Indirect
Nov 18, 2021Common StockSSaleDisposed−519$8.53−$4,427.07145,544Indirect
Nov 19, 2021Common StockSSaleDisposed−7,017$8.12−$56,978.044,542,381Indirect
Nov 19, 2021Common StockSSaleDisposed−224$8.12−$1,818.88145,320Indirect
Nov 22, 2021Common StockSSaleDisposed−25,371$7.86−$199,416.064,517,010Indirect
Nov 22, 2021Common StockSSaleDisposed−812$7.86−$6,382.32144,508Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)