Softbank Group Corp's Form 4 filing
SoFi Technologies, Inc. (SOFI) · filed Nov 22, 2021
- Accession no.
- 0001062993-21-011363
- Filed
- Nov 22, 2021, 4:43 PM ET
- Trade date
- Nov 18, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $486.3M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Softbank Group CorpCIK 0001065521 | Director, 10% Owner |
| Delaware Project 10 L.L.C.CIK 0001872350 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock | SSaleDisposed | −22,514,038 | $21.60 | −$486,303,220.8 | 95,281,895 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.