Pylypiv Mariya's Form 4 filing
UpHealth, Inc. (UPHL) · filed Nov 19, 2021
- Accession no.
- 0001062993-21-011264
- Filed
- Nov 19, 2021
- Trade date
- Oct 20-Nov 18, 2021
- Filing delay
- 30 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market purchases total $102.2K. It was filed 30 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pylypiv MariyaCIK 0001865982 | Director, Officer (Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2021 | Common Stock | AGrant or awardAcquired | +155,440 | $0.00 | $0 | 7,617,084 | Direct | |
| Nov 17, 2021 | Common Stock | PPurchaseAcquired | +2,618 | $3.40 | +$8,901.2 | 7,619,702 | Direct | |
| Nov 17, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $3.42 | +$34,200 | 7,629,702 | Direct | |
| Nov 18, 2021 | Common Stock | PPurchaseAcquired | +645 | $3.35 | +$2,160.75 | 7,630,347 | Direct | |
| Nov 18, 2021 | Common Stock | PPurchaseAcquired | +16,737 | $3.40 | +$56,905.8 | 7,647,084 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2021 | Common Stock | AGrant or awardAcquired | +155,440 | $0.00 | $0 | 155,440 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.