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Larocco Michael's Form 4 filing

State Auto Financial CORP (STFC) · filed Nov 16, 2021

Accession no.
0001062993-21-010955
Filed
Nov 16, 2021
Trade date
Nov 15, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $51.3K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Larocco MichaelCIK 0001205167Director, Officer (President, CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 15, 2021Common Shares without Par ValueMOption exerciseAcquired+897$23.01+$20,639.97192,482.57Direct
Nov 15, 2021Common Shares without Par ValueSSaleDisposed−897$51.45−$46,150.65191,585.57Direct
Nov 15, 2021Common Shares without Par ValueMOption exerciseAcquired+100$21.54+$2,154191,685.57Direct
Nov 15, 2021Common Shares without Par ValueSSaleDisposed−100$51.45−$5,145191,585.57Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 15, 2021Common SharesMOption exerciseDisposed−897$0.00$019,300Direct
Nov 15, 2021Common SharesMOption exerciseDisposed−100$0.00$022,394Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)