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Chane Francis C's Form 4 filing

Destination XL Group, Inc. (DXLG) · filed Nov 16, 2021

Accession no.
0001062993-21-010949
Filed
Nov 16, 2021
Trade date
Nov 12-15, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $251.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chane Francis CCIK 0001437218Officer (SVPSupply Chain,CustomerFulfil)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 12, 2021Common Stock, $0.01 par valueMOption exerciseDisposed−19,055$5.04−$96,037.2198,050Direct
Nov 12, 2021Common Stock, $0.01 par valueSSaleDisposed−24,368$8.01−$195,187.68173,682Direct
Nov 15, 2021Common Stock, $0.01 par valueSSaleDisposed−6,667$8.50−$56,669.5167,015Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 12, 2021Common StockMOption exerciseDisposed−19,055$0.00$019,833Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)